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PHILIP BENJAMIN SADTLER
BEN SADTLER, PHILIP BEN SADTLER
CRD#: 6070130
IA
B
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 500 STRAWBERRY PLAINS ROAD
SUITE 100
WILLIAMSBURG, VA 23188
SUITE 100
WILLIAMSBURG, VA 23188
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 500 STRAWBERRY PLAINS ROAD
SUITE 100
WILLIAMSBURG, VA 23188
SUITE 100
WILLIAMSBURG, VA 23188
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Florida 1/2/2025
B
Texas 9/30/2022
B
Georgia 9/30/2022
IA
Texas 4/30/2024
B
Maryland 11/15/2022
B
Virginia 9/30/2022
B
Ohio 2/27/2025
IA
Virginia 9/30/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/30/2022
B
Registered with this firm since 9/30/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/12/2014 - 10/06/2022 | WILLIAMSBURG, VA | |
B | 12/12/2014 - 10/06/2022 | WILLIAMSBURG, VA | |
IA | 08/03/2012 - 12/17/2014 | RICHMOND, VA | |
B | 06/29/2012 - 12/17/2014 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.