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Detailed Report
WILLIAM MARTIN MERRIGAN
WILLIAM MERRIGAN, William Martin Merrigan
CRD#: 6070109
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1200 South Pine Island Road
Suite 800
Plantation, FL 33324
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 1/20/2023
B
Nebraska 1/20/2023
B
Alaska 3/15/2023
B
Nevada 9/5/2023
B
Arizona 1/20/2023
B
New Hampshire 1/20/2023
B
Arkansas 1/18/2023
B
New Jersey 1/20/2023
B
California 1/20/2023
B
New Mexico 1/20/2023
B
Colorado 1/10/2023
B
New York 1/20/2023
B
Connecticut 1/11/2023
B
North Carolina 9/5/2023
B
Delaware 1/20/2023
B
North Dakota 1/20/2023
B
District of Columbia 1/10/2023
B
Ohio 1/18/2023
B
Florida 1/10/2023
B
Oklahoma 1/20/2023
IA
Florida 9/5/2023
B
Oregon 9/5/2023
B
Georgia 1/20/2023
B
Pennsylvania 9/5/2023
B
Hawaii 1/20/2023
B
Puerto Rico 1/10/2023
B
Idaho 1/10/2023
B
Rhode Island 1/20/2023
B
Illinois 1/20/2023
B
South Carolina 1/20/2023
B
Indiana 1/20/2023
B
South Dakota 1/20/2023
B
Iowa 1/20/2023
B
Tennessee 1/20/2023
B
Kansas 1/20/2023
B
Texas 1/20/2023
B
Kentucky 1/20/2023
IA
Texas 9/5/2023
B
Louisiana 1/10/2023
B
Utah 2/8/2023
B
Maine 1/20/2023
B
Vermont 1/20/2023
B
Maryland 1/10/2023
B
Virgin Islands 1/20/2023
B
Massachusetts 6/26/2023
B
Virginia 7/31/2023
B
Michigan 1/20/2023
B
Washington 1/20/2023
B
Minnesota 1/20/2023
B
West Virginia 9/5/2023
B
Mississippi 1/20/2023
B
Wisconsin 1/20/2023
B
Missouri 1/20/2023
B
Wyoming 1/20/2023
B
Montana 1/20/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1200 South Pine Island Road Suite 800, Plantation, FL 33324
Registered with this firm since 9/5/2023
B
MORGAN STANLEY (CRD#:149777)
1200 South Pine Island Road Suite 800, Plantation, FL 33324
Registered with this firm since 1/10/2023
Previous Registration(s)
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IA
 07/29/2019 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Plantation, FL
B
 07/24/2019 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) Plantation, FL
IA
 05/20/2016 - 08/15/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) COCONUT CREEK, FL
B
 05/20/2016 - 08/15/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) COCONUT CREEK, FL
IA
 07/22/2013 - 05/17/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
B
 07/22/2013 - 05/17/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
IA
 09/13/2012 - 05/29/2013 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
B
 07/13/2012 - 05/29/2013 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.