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Detailed Report
Justin Joseph Stone
JUSTIN JOSEPH STONE, Justin J Stone
CRD#: 6069831
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 SMITHTOWN, NY
Registration History
20132014201520162017201820192020202120222023202420252026IALINCOLN INVESTMENT (CRD# 519)2023 - Present (1 year)BLINCOLN INVESTMENT (CRD# 519)2022 - Present (2 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2017 - 2018 (<1 year)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2013 - 2015 (2 years)
License(s)

State Registrations

B
New York 8/10/2023
IA
New York 8/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
SMITHTOWN, NY
Registered with this firm since 8/10/2023
B
LINCOLN INVESTMENT (CRD#:519)
SMITHTOWN, NY
Registered with this firm since 5/16/2022
Previous Registration(s)
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B
 11/09/2017 - 06/19/2018 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Hauppauge, NY
B
 07/05/2013 - 11/18/2015 NATIONAL SECURITIES CORPORATION (CRD#:7569) MINEOLA, NY
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www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.