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ELVYN M SANCHEZ
CRD#: 6069817
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
Disclosure(s)
View By:
3/17/2017
Customer Dispute
Settled
9/12/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/20/2022

B
Nebraska 1/16/2023

B
Alaska 1/16/2023

B
Nevada 1/16/2023

B
Arizona 1/6/2020

B
New Hampshire 1/16/2023

B
Arkansas 1/16/2023

B
New Jersey 2/4/2020

B
California 1/4/2023

B
New Mexico 12/20/2022

B
Colorado 1/16/2023

B
New York 5/16/2019

B
Connecticut 1/4/2023

B
North Carolina 10/23/2013

B
Delaware 3/9/2018

B
North Dakota 1/16/2023

B
District of Columbia 12/20/2022

B
Ohio 1/17/2023

B
Florida 10/19/2012

B
Oklahoma 1/16/2023

B
Georgia 8/17/2012

B
Oregon 1/16/2023

IA
Georgia 8/21/2012

B
Pennsylvania 2/24/2016

B
Hawaii 1/16/2023

B
Puerto Rico 1/16/2023

B
Idaho 1/16/2023

B
Rhode Island 1/16/2023

B
Illinois 12/20/2022

B
South Carolina 1/4/2023

B
Indiana 1/14/2023

B
South Dakota 1/16/2023

B
Iowa 1/16/2023

B
Tennessee 1/14/2023

B
Kansas 1/16/2023

B
Texas 5/19/2015

B
Kentucky 1/16/2023

IA
Texas 5/20/2015

B
Louisiana 1/4/2023

B
Utah 1/16/2023

B
Maine 12/20/2022

B
Vermont 1/16/2023

B
Maryland 1/9/2023

B
Virgin Islands 1/16/2023

B
Massachusetts 1/28/2019

B
Virginia 1/4/2023

B
Michigan 1/16/2023

B
Washington 1/4/2023

B
Minnesota 1/16/2023

B
West Virginia 1/16/2023

B
Mississippi 1/16/2023

B
Wisconsin 12/20/2022

B
Missouri 1/16/2023

B
Wyoming 1/16/2023

B
Montana 1/16/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Marietta, GA
Registered with this firm since 8/21/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Marietta, GA
Registered with this firm since 7/18/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.