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Detailed Report
RICHARD MATTHIEU MARCIANO
Rich Marciano
CRD#: 6069709
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 433 S. Main Street Ste 213
West Hartford, CT 06110
LPL FINANCIAL LLCCRD#: 6413 433 SOUTH MAIN ST., SUITE 213
WEST HARTFORD, CT 06110
Registration History
201220142016201820202022202420262 FIRMS2013 - 2017 (4 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2023 - Present (1 year)BBTS SECURITIES CORPORATION (CRD# 8328)2012 - 2013 (<1 year)IAMARCUM WEALTH, LLC (CRD# 134628)2020 - 2021 (<1 year)IAMARCUM WEALTH MANAGEMENT, LLC (CRD# 145450)2018 - 2020 (2 years)
License(s)

State Registrations

IA
Connecticut 7/20/2021
B
Florida 9/1/2023
B
Connecticut 8/31/2023
B
Massachusetts 9/12/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
433 S. Main Street Ste 213, West Hartford, CT 06110
Registered with this firm since 7/20/2021
B
LPL FINANCIAL LLC (CRD#:6413)
433 SOUTH MAIN ST., SUITE 213, WEST HARTFORD, CT 06110
Registered with this firm since 8/31/2023
Previous Registration(s)
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IA
 08/11/2020 - 04/16/2021 MARCUM WEALTH, LLC (CRD#:134628) Hartford, CT
IA
 10/01/2018 - 10/02/2020 MARCUM WEALTH MANAGEMENT, LLC (CRD#:145450) West Hartford, CT
IA
 02/08/2013 - 02/13/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOSTON, MA
B
 02/08/2013 - 02/13/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOSTON, MA
B
 06/04/2012 - 01/22/2013 BTS SECURITIES CORPORATION (CRD#:8328) LINCOLN, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.