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JACK S MULLEN
Jack Mullen
CRD#: 6069315
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 6/2/2017

B
New Hampshire 3/27/2023

B
California 6/2/2017

B
New Jersey 1/26/2022

B
Colorado 1/12/2021

B
New York 6/2/2017

B
Connecticut 4/10/2023

B
North Carolina 9/25/2018

B
Delaware 3/28/2023

B
Ohio 6/2/2017

B
District of Columbia 2/21/2018

B
Oklahoma 9/3/2024

B
Florida 6/2/2017

B
Oregon 4/25/2023

B
Georgia 5/18/2022

B
Pennsylvania 1/27/2022

B
Illinois 6/2/2017

B
South Carolina 7/18/2024

IA
Illinois 6/2/2017

B
Tennessee 1/15/2025

B
Indiana 1/27/2022

IA
Texas 6/7/2017

B
Kansas 6/2/2017

B
Texas 4/15/2021

B
Louisiana 3/22/2023

B
Utah 5/24/2021

B
Maryland 11/4/2019

B
Vermont 8/14/2023

B
Massachusetts 6/13/2022

B
Virginia 8/16/2021

B
Michigan 1/27/2022

B
West Virginia 9/12/2023

B
Missouri 11/27/2024

B
Wisconsin 6/2/2017

B
Nevada 8/31/2023

B
Wyoming 10/13/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 6/2/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 6/2/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/10/2015 - 06/23/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
07/10/2015 - 06/23/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
IA
08/23/2013 - 07/31/2015 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
B
07/29/2013 - 07/31/2015 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.