Individual Firm
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Brent Lee Gundberg
CRD#: 6069005
IA
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EDWARD JONESCRD#: 250 1304 WEST LINCOLN AVE STE D
FERGUS FALLS, MN 56537
FERGUS FALLS, MN 56537
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Disclosures
7
Years of Experience
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State Registrations
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Arizona 8/4/2023
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North Dakota 8/4/2023
B
Florida 8/4/2023
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Oregon 8/4/2023
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Indiana 1/2/2024
B
South Dakota 8/4/2023
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Iowa 8/4/2023
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Texas 8/4/2023
B
Minnesota 8/4/2023
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Texas 8/7/2023
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Minnesota 8/4/2023
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Wisconsin 8/4/2023
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Nevada 10/18/2023
SRO Registrations
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IA
Registered with this firm since 8/4/2023
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Registered with this firm since 8/4/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/19/2023 - 08/22/2023 | BLAINE, MN | |
B | 07/19/2023 - 08/22/2023 | BLAINE, MN | |
IA | 03/16/2018 - 07/19/2023 | BLAINE, MN | |
B | 02/22/2018 - 07/19/2023 | BLAINE, MN | |
B | 06/19/2012 - 09/12/2012 | ALEXANDRIA, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.