Individual Firm
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BRENDAN CHRISTOPHER DOOLEY
BRENDAN DOOLEY
CRD#: 6068263
IA
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MEANINGFUL WEALTH MANAGEMENT LLCCRD#: 299529 FLOURTOWN, PA
0
Disclosures
12
Years of Experience
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State Registrations
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Pennsylvania 12/17/2018
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Registered with this firm since 12/17/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/23/2014 - 11/08/2018 | KING OF PRUSSIA, PA | |
B | 12/23/2014 - 11/08/2018 | KING OF PRUSSIA, PA | |
IA | 12/22/2012 - 01/02/2015 | CONSHOHOCKEN, PA | |
B | 07/03/2012 - 01/02/2015 | CONSHOHOCKEN, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.