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Detailed Report
JAMES DONALD LEFEVER II
JAMES DONALD LEFEVER
CRD#: 6067697
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 999 PAOLI PIKE
WEST CHESTER, PA 19380
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2015 - 2020 (5 years)IACITIZENS INVESTMENT SERVICES (CRD# 39550)2017 - 2020 (3 years)
License(s)

State Registrations

IA
New Jersey 12/15/2022
IA
Pennsylvania 12/15/2022
B
Pennsylvania 12/15/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
999 PAOLI PIKE, WEST CHESTER, PA 19380
Registered with this firm since 12/15/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
999 PAOLI PIKE, WEST CHESTER, PA 19380
Registered with this firm since 12/15/2022
Previous Registration(s)
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IA
 01/18/2017 - 12/31/2020 CITIZENS INVESTMENT SERVICES (CRD#:39550) LIONVILLE, PA
B
 09/03/2015 - 12/31/2020 CITIZENS SECURITIES, INC. (CRD#:39550) LIONVILLE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.