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JOSEPH M FOUNTAIN
CRD#: 6067514
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 45 GLASTONBURY BOULEVARD
1ST FLOOR
GLASTONBURY, CT 06033
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2015 - 2017 (2 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2016 - 2017 (1 year)
License(s)

State Registrations

B
Arizona 10/23/2017

B
New Hampshire 4/26/2023

B
California 3/26/2021

B
New Jersey 4/22/2022

B
Colorado 5/23/2024

B
New York 3/30/2020

B
Connecticut 3/25/2017

B
North Carolina 8/23/2023

IA
Connecticut 3/25/2017

B
Ohio 10/5/2021

B
Florida 4/26/2021

B
Pennsylvania 6/12/2024

B
Kentucky 1/3/2024

B
South Carolina 7/21/2022

B
Maryland 4/29/2021

B
Tennessee 12/18/2023

B
Massachusetts 2/25/2019

B
Texas 5/15/2023

B
Michigan 12/6/2023

IA
Texas 5/15/2023

B
Minnesota 7/31/2023

B
Vermont 4/5/2023

B
Missouri 1/16/2025

B
Washington 8/16/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
45 GLASTONBURY BOULEVARD 1ST FLOOR, GLASTONBURY, CT 06033
SOMERS, CT
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
45 GLASTONBURY BOULEVARD 1ST FLOOR, GLASTONBURY, CT 06033
SOMERS, CT
Registered with this firm since 3/25/2017

Previous Registration(s)
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IA
03/07/2016 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) GLASTONBURY, CT
B
02/18/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) GLASTONBURY, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.