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KATE ZIEN KOPLIN
KATE SOPHIA ZIEN
CRD#: 6066816
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Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 540 Meadow Street
Suite 104
Agawam, MA 01001
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2014 - 2018 (3 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2016 - 2018 (2 years)
License(s)

State Registrations

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Connecticut 9/28/2018

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Massachusetts 9/28/2018

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Connecticut 9/28/2018

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North Carolina 7/22/2024

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Massachusetts 9/28/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
540 Meadow Street Suite 104, Agawam, MA 01001
15 Main Street Suite B2, Lee, MA 01238
Registered with this firm since 9/28/2018

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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
540 Meadow Street Suite 104, Agawam, MA 01001
15 Main Street Suite B2, Lee, MA 01238
Registered with this firm since 9/28/2018

Previous Registration(s)
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05/11/2016 - 09/28/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) W SPRINGFIELD, MA
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11/17/2014 - 09/28/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) W SPRINGFIELD, MA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.