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Detailed Report
ANDREW NEIL GOOS
Andy Goos
CRD#: 6062030
IA
Investment Adviser
B
Broker
ARVEST WEALTH MANAGEMENTCRD#: 42057 911 NE SAM WALTON LANE
LEE'S SUMMIT, MO 64086
Registration History
201220142016201820202022202420262 FIRMS2017 - Present (8 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2012 - 2015 (3 years)
License(s)

State Registrations

B
Alabama 2/6/2025
IA
Missouri 3/24/2017
B
Arkansas 12/18/2017
B
Ohio 7/30/2019
IA
Arkansas 2/15/2019
B
Oklahoma 4/16/2018
B
California 9/8/2022
IA
Oklahoma 2/15/2019
B
Colorado 10/3/2018
B
Tennessee 6/30/2022
B
Idaho 4/30/2021
B
Texas 9/26/2017
B
Illinois 9/10/2018
IA
Texas 2/15/2019
B
Kansas 9/26/2017
B
Utah 3/18/2020
IA
Kansas 2/15/2019
B
Washington 3/25/2020
B
Missouri 2/27/2017
B
Wisconsin 9/20/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARVEST WEALTH MANAGEMENT (CRD#:42057)
911 NE SAM WALTON LANE, LEE'S SUMMIT, MO 64086
7401 WEST 135TH STREET, OVERLAND PARK, KS 66223
Registered with this firm since 3/24/2017
B
ARVEST WEALTH MANAGEMENT (CRD#:42057)
911 NE SAM WALTON LANE, LEE'S SUMMIT, MO 64086
7401 WEST 135TH STREET, OVERLAND PARK, KS 66223
Registered with this firm since 2/21/2017
Previous Registration(s)
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B
 06/26/2012 - 12/09/2015 PRUCO SECURITIES, LLC. (CRD#:5685) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.