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Detailed Report
STACEY CHIN LIU
STACEY LIAN CHIN, STACEY UAN CHIN, STACEY CHIN
CRD#: 6061818
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Investment Adviser
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Previous Broker
TREEHOUSE WEALTH ADVISORSCRD#: 292016 1600 S MAIN ST.
SUITE 195
WALNUT CREEK, CA 94596
Registration History
20132014201520162017201820192020202120222023202420252026IATREEHOUSE WEALTH ADVISORS (CRD# 292016)2018 - Present (7 years)BS F SENTRY SECURITIES, INC. (CRD# 27432)2013 - 2018 (4 years)IASAN FRANCISCO SENTRY INVESTMEN... (CRD# 106257)2014 - 2018 (3 years)
License(s)

State Registrations

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California 4/12/2018
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Texas 4/11/2018
Current Registration(s)
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TREEHOUSE WEALTH ADVISORS (CRD#:292016)
1600 S MAIN ST. SUITE 195, WALNUT CREEK, CA 94596
Registered with this firm since 4/11/2018
Previous Registration(s)
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 06/27/2014 - 04/10/2018 SAN FRANCISCO SENTRY INVESTMENT GROUP (CRD#:106257) SAN FRANCISCO, CA
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 12/23/2013 - 04/10/2018 S F SENTRY SECURITIES, INC. (CRD#:27432) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.