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William Alfred Haggard
WILLIAM A HAGGARD, WILLIAM ALFRED HAGGARD
CRD#: 6060477
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 93 Worcester St Ste 300
WELLESLEY, MA 02481
WELLESLEY, MA 02481
0
Disclosures
11
Years of Experience
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State Registrations
B
Massachusetts 9/22/2021
IA
Massachusetts 10/6/2021
SRO Registrations
B
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IA
Registered with this firm since 10/6/2021
B
Registered with this firm since 9/22/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/2021 - 09/14/2021 | Wellesley Hills, MA | |
B | 01/28/2021 - 09/14/2021 | NEW YORK, NY | |
IA | 02/20/2020 - 07/06/2020 | BOSTON, MA | |
IA | 03/21/2016 - 12/02/2019 | SOMERVILLE, MA | |
B | 03/21/2016 - 12/02/2019 | SOMERVILLE, MA | |
IA | 09/10/2012 - 03/24/2016 | LEXINGTON, MA | |
B | 07/23/2012 - 03/24/2016 | LEXINGTON, MA |
Wellesley Hills, MA
01/26/2021 - 09/14/2021
LEXINGTON, MA
09/10/2012 - 03/24/2016
LEXINGTON, MA
07/23/2012 - 03/24/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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