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Detailed Report
Eric Wynn
JINGWEI MA, ERIC M WYNN, ERIC MA WYNN
CRD#: 6060466
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 COWBOYS WAY
FRISCO, TX 75034
Registration History
201220142016201820202022202420262 FIRMS2017 - Present (7 years)BNYLIFE SECURITIES LLC (CRD# 5167)2016 - 2017 (1 year)BREEF SECURITIES, INC. (CRD# 31951)2015 - 2015 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2014 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2013 - 2014 (1 year)
License(s)

State Registrations

B
Alabama 7/29/2020
B
Nevada 2/3/2025
B
Arizona 2/4/2025
B
New Jersey 2/3/2025
B
Arkansas 7/18/2017
B
New Mexico 7/18/2017
B
California 2/25/2019
B
New York 3/3/2022
B
Colorado 7/18/2017
B
North Carolina 10/5/2021
B
Connecticut 2/3/2025
B
Ohio 3/6/2024
B
Florida 7/18/2017
B
Oklahoma 7/18/2017
B
Georgia 6/15/2021
B
Oregon 3/8/2024
B
Hawaii 4/24/2023
B
Tennessee 4/13/2020
B
Indiana 2/3/2025
B
Texas 7/18/2017
B
Louisiana 7/18/2017
IA
Texas 7/27/2017
B
Massachusetts 3/8/2024
B
Washington 3/8/2024
B
Minnesota 11/15/2024
B
Wyoming 10/23/2024
B
Missouri 2/3/2025

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Registered with this firm since 7/27/2017
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Registered with this firm since 7/18/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/08/2016 - 07/10/2017 NYLIFE SECURITIES LLC (CRD#:5167) DALLAS, TX
B
 07/11/2015 - 11/06/2015 REEF SECURITIES, INC. (CRD#:31951) RICHARDSON, TX
IA
 04/24/2013 - 06/23/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) WESTLAKE, TX
B
 07/10/2012 - 06/20/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.