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David Jacob Baum
DAVID JACOB BAUM
CRD#: 6060296
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 456 5th Ave Suite 202
BROOKLYN, NY 11215-0000
Registration History
20122014201620182020202220242 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 4/13/2015

B
New Jersey 9/4/2012

B
California 9/4/2012

B
New York 7/9/2012

B
Colorado 10/20/2015

IA
New York 6/29/2021

B
Connecticut 1/31/2017

B
Oregon 9/12/2012

B
Florida 9/5/2012

B
Pennsylvania 6/1/2018

B
Georgia 9/11/2012

B
Tennessee 8/22/2022

B
Maine 7/1/2020

B
Texas 7/14/2020

B
Maryland 9/26/2023

IA
Texas 7/15/2020

B
Massachusetts 2/22/2024

B
Vermont 8/29/2017

B
Minnesota 11/21/2017

B
Virginia 7/28/2023

B
Missouri 7/9/2012

B
Washington 4/7/2017

IA
Missouri 7/9/2012

B
Wisconsin 9/26/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
456 5th Ave Suite 202, BROOKLYN, NY 11215-0000
Registered with this firm since 7/9/2012

B
EDWARD JONES (CRD#:250)
456 5th Ave Suite 202, BROOKLYN, NY 11215-0000
Registered with this firm since 6/20/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.