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NICOLE A QUINLAN
NICOLE ANDREE QUINLAN, NICOLE A QUINLAN-YERKES, NICOLE QUINLAN-YERKES
CRD#: 6059719
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 28202 CABOT RD
LAGUNA NIGUEL, CA 92677
LAGUNA NIGUEL, CA 92677
0
Disclosures
11
Years of Experience
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State Registrations
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Alabama 12/15/2020
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Nebraska 12/15/2020
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Alaska 12/15/2020
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Nevada 10/1/2020
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Arizona 10/1/2020
B
New Hampshire 12/15/2020
B
Arkansas 12/15/2020
B
New Jersey 10/1/2020
B
California 10/1/2020
B
New Mexico 12/15/2020
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California 10/1/2020
B
New York 10/1/2020
B
Colorado 10/1/2020
B
North Carolina 10/1/2020
B
Connecticut 10/1/2020
B
North Dakota 12/15/2020
B
Delaware 12/15/2020
B
Ohio 10/1/2020
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District of Columbia 12/15/2020
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Oklahoma 12/15/2020
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Florida 10/1/2020
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Oregon 10/1/2020
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Georgia 10/1/2020
B
Pennsylvania 12/15/2020
B
Hawaii 12/15/2020
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Puerto Rico 12/15/2020
B
Idaho 10/1/2020
B
Rhode Island 12/15/2020
B
Illinois 12/15/2020
B
South Carolina 10/1/2020
B
Indiana 12/15/2020
B
South Dakota 12/15/2020
B
Iowa 12/15/2020
B
Tennessee 10/1/2020
B
Kansas 12/15/2020
B
Texas 10/1/2020
B
Kentucky 12/15/2020
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Texas 10/1/2020
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Louisiana 12/15/2020
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Utah 12/15/2020
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Maine 12/15/2020
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Vermont 12/15/2020
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Maryland 12/15/2020
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Virgin Islands 12/15/2020
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Massachusetts 10/1/2020
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Virginia 10/1/2020
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Michigan 12/15/2020
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Washington 10/1/2020
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Minnesota 12/15/2020
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West Virginia 12/15/2020
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Mississippi 12/15/2020
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Wisconsin 12/15/2020
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Missouri 12/15/2020
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Wyoming 12/15/2020
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Montana 10/1/2020
SRO Registrations
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IA
Registered with this firm since 10/1/2020
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Registered with this firm since 10/1/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/10/2015 - 10/15/2020 | IRVINE, CA | |
B | 08/19/2015 - 10/15/2020 | IRVINE, CA | |
B | 11/24/2014 - 07/07/2015 | ORANGE, CA | |
B | 09/20/2012 - 07/29/2013 | LAGUNA BEACH, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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