Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Shaun Michael Balding
SHAUN BALDING
CRD#: 6058776
IA
Investment Adviser
WISCONSIN WEALTH ADVISORS, LLCCRD#: 145946 1777 WEST MAIN STREET
SUITE 203
SUN PRAIRIE, WI 53590
Registration History
2002200420062008201020122014201620182020202220242026IAWISCONSIN WEALTH ADVISORS, LLC (CRD# 145946)2017 - Present (7 years)
Disclosure(s)
View By:
1/30/2001
Criminal
Final Disposition
License(s)

State Registrations

IA
Wisconsin 12/22/2017
Current Registration(s)
IA
WISCONSIN WEALTH ADVISORS, LLC (CRD#:145946)
1777 WEST MAIN STREET SUITE 203, SUN PRAIRIE, WI 53590
Registered with this firm since 12/22/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.