• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL JAVIER SMITH-VAUGHAN
CRD#: 6058625
IA
Investment Adviser
B
Previous Broker
CERITY PARTNERS LLCCRD#: 151559 265 FRANKLIN STREET
20TH FLOOR
BOSTON, MA 02110
Registration History
201220142016201820202022202420262 FIRMS2017 - 2018 (1 year)IACERITY PARTNERS LLC (CRD# 151559)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2017 (5 years)IAPRIO WEALTH LP (CRD# 105058)2018 - 2025 (6 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2014 - 2017 (3 years)
License(s)

State Registrations

IA
Massachusetts 1/17/2025

IA
Texas 1/3/2025

Current Registration(s)
IA
CERITY PARTNERS LLC (CRD#:151559)
265 FRANKLIN STREET 20TH FLOOR, BOSTON, MA 02110
Registered with this firm since 1/3/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/2018 - 02/03/2025 PRIO WEALTH LP (CRD#:105058) BOSTON, MA
IA
08/24/2017 - 10/05/2018 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Boston, MA
B
08/23/2017 - 10/05/2018 E*TRADE SECURITIES LLC (CRD#:29106) Boston, MA
IA
05/29/2014 - 08/21/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) BURLINGTON, MA
B
07/11/2012 - 08/18/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BURLINGTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.