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GARY MICHAEL ASKEW
CRD#: 6058526
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
CI CLIENT MANAGEMENT
ATLANTA, GA 30326
Registration History
201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 11/9/2015

B
Nebraska 2/22/2019

B
Alaska 2/22/2019

B
Nevada 2/22/2019

B
Arizona 2/22/2019

B
New Hampshire 2/22/2019

B
Arkansas 11/9/2015

B
New Jersey 2/22/2019

B
California 2/22/2019

B
New Mexico 2/22/2019

B
Colorado 2/22/2019

B
New York 2/22/2019

B
Connecticut 2/22/2019

B
North Carolina 11/9/2015

B
Delaware 2/22/2019

B
North Dakota 2/22/2019

B
District of Columbia 2/22/2019

B
Ohio 2/24/2019

B
Florida 11/9/2015

B
Oklahoma 2/22/2019

B
Georgia 11/9/2015

B
Oregon 2/22/2019

IA
Georgia 3/25/2019

B
Pennsylvania 2/22/2019

B
Hawaii 2/22/2019

B
Puerto Rico 2/22/2019

B
Idaho 2/22/2019

B
Rhode Island 2/22/2019

B
Illinois 2/22/2019

B
South Carolina 11/9/2015

B
Indiana 2/22/2019

B
South Dakota 2/22/2019

B
Iowa 2/22/2019

B
Tennessee 11/9/2015

B
Kansas 2/22/2019

B
Texas 7/8/2016

B
Kentucky 11/9/2015

IA
Texas 7/28/2016

B
Louisiana 2/22/2019

B
Utah 2/22/2019

B
Maine 2/22/2019

B
Vermont 2/22/2019

B
Maryland 2/22/2019

B
Virgin Islands 2/22/2019

B
Massachusetts 2/22/2019

B
Virginia 11/9/2015

B
Michigan 2/22/2019

B
Washington 2/22/2019

B
Minnesota 2/22/2019

B
West Virginia 2/22/2019

B
Mississippi 11/9/2015

B
Wisconsin 2/22/2019

B
Missouri 7/8/2016

B
Wyoming 2/22/2019

B
Montana 2/22/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE CI CLIENT MANAGEMENT, ATLANTA, GA 30326
Registered with this firm since 11/9/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE CI CLIENT MANAGEMENT, ATLANTA, GA 30326
Registered with this firm since 11/9/2015

Previous Registration(s)
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IA
07/09/2012 - 10/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEMPHIS, TN
B
06/18/2012 - 10/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEMPHIS, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.