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SENNAI HAILE ABBAY
SENNAI ABBAY
CRD#: 6058165
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 CALIFORNIA ST
34TH, 36TH & 46TH FLOORS
SAN FRANCISCO, CA 94104
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - 2022 (10 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2022 (8 years)
License(s)

State Registrations

B
Arizona 10/21/2022

B
New York 10/21/2022

B
California 10/21/2022

B
North Carolina 10/21/2022

IA
California 10/21/2022

B
Ohio 10/21/2022

B
Connecticut 10/21/2022

B
Oregon 10/21/2022

B
Florida 4/3/2024

B
Pennsylvania 11/25/2024

B
Georgia 10/21/2022

B
South Carolina 9/22/2023

B
Hawaii 10/21/2022

B
South Dakota 3/20/2024

B
Iowa 10/21/2022

B
Texas 10/21/2022

B
Maryland 12/14/2023

IA
Texas 10/21/2022

B
Massachusetts 10/21/2022

B
Utah 2/15/2024

B
Michigan 6/30/2023

B
Vermont 10/21/2022

B
Missouri 10/21/2022

B
Virginia 10/21/2022

B
Nevada 10/21/2022

B
Washington 10/21/2022

B
New Jersey 10/21/2022

IA
Washington 10/21/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA ST 34TH, 36TH & 46TH FLOORS, SAN FRANCISCO, CA 94104
Registered with this firm since 10/21/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA ST 34TH, 36TH & 46TH FLOORS, SAN FRANCISCO, CA 94104
Registered with this firm since 10/21/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/21/2014 - 10/28/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
B
06/05/2012 - 10/28/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.