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Detailed Report
MATTHEW BUDD WORMLEY
CRD#: 6057776
IA
Investment Adviser
B
Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 11621 CATALPA LANE
WOODSTOCK, IL 60098
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (12 years)
License(s)

State Registrations

B
Arizona 1/23/2013
B
New Hampshire 1/23/2013
B
Arkansas 1/23/2013
B
New Mexico 1/23/2013
B
California 1/23/2013
B
North Carolina 1/23/2013
B
Colorado 1/23/2013
B
Ohio 1/23/2013
B
Connecticut 1/23/2013
B
Oklahoma 5/24/2021
B
Florida 1/23/2013
B
Oregon 1/23/2013
B
Illinois 1/23/2013
B
Puerto Rico 5/8/2019
IA
Illinois 1/23/2013
B
South Carolina 8/4/2022
B
Indiana 1/23/2013
B
Tennessee 1/23/2013
B
Kansas 1/23/2013
B
Texas 1/23/2013
B
Kentucky 1/23/2013
IA
Texas 11/6/2014
B
Maryland 1/23/2013
B
Virginia 1/23/2013
B
Michigan 1/23/2013
B
Washington 1/23/2013
B
Minnesota 1/23/2013
B
Wisconsin 1/23/2013
B
Missouri 1/23/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
11621 CATALPA LANE, WOODSTOCK, IL 60098
Registered with this firm since 1/23/2013
B
BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
11621 CATALPA LANE, WOODSTOCK, IL 60098
Registered with this firm since 1/14/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.