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JOHN STEPHEN BULLOCK II
JOHN STEPHEN BULLOCK
CRD#: 6057434
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 500 NORTH HURSTBOURNE PARKWAY
SUITE 450
LOUISVILLE, KY 40222
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 500 NORTH HURSTBOURNE PARKWAY
SUITE 450
LOUISVILLE, KY 40222
Registration History
2014201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2014 - Present (11 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2014 - 2018 (3 years)
License(s)

State Registrations

B
Alaska 11/26/2024

B
Michigan 4/5/2023

B
Arizona 3/30/2023

B
North Carolina 6/3/2024

B
Connecticut 9/29/2023

B
Ohio 2/20/2014

B
Florida 2/19/2014

B
Pennsylvania 9/4/2024

B
Illinois 1/17/2023

B
South Carolina 11/15/2023

B
Indiana 2/19/2014

B
Tennessee 3/27/2014

IA
Kentucky 7/13/2018

IA
Texas 7/13/2018

B
Kentucky 1/4/2023

B
Texas 2/24/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
500 NORTH HURSTBOURNE PARKWAY SUITE 450, LOUISVILLE, KY 40222
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
500 NORTH HURSTBOURNE PARKWAY SUITE 450, LOUISVILLE, KY 40222
PROSPECT, KY
Registered with this firm since 2/3/2014

Previous Registration(s)
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IA
08/04/2014 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.