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KYLE CHARLES GARDNER
CRD#: 6056775
IA
B
LPL FINANCIAL LLCCRD#: 6413 22232 17TH AVE SE STE 205
BOTHELL, WA 98021
BOTHELL, WA 98021
0
Disclosures
11
Years of Experience
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State Registrations
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Alaska 12/2/2019
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Missouri 12/2/2019
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Arizona 12/2/2019
B
Montana 12/2/2019
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California 12/2/2019
B
Nevada 12/2/2019
B
Colorado 12/2/2019
B
North Carolina 4/22/2020
B
Florida 12/2/2019
B
Oregon 12/2/2019
B
Hawaii 12/2/2019
B
South Dakota 3/3/2021
B
Idaho 12/2/2019
B
Utah 12/2/2019
B
Illinois 12/2/2019
B
Virginia 8/26/2021
B
Indiana 12/2/2019
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Washington 12/2/2019
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Iowa 12/2/2019
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Washington 12/2/2019
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Minnesota 12/2/2019
B
Wyoming 11/17/2022
SRO Registrations
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Registered with this firm since 12/2/2019
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Registered with this firm since 12/2/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/03/2014 - 12/09/2019 | BOTHELL, WA | |
B | 12/09/2013 - 12/09/2019 | BOTHELL, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.