Individual Firm
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ANDREW CALVIN BARNES
CRD#: 6056718
IA
B
ENTRUITY WEALTH, LLCCRD#: 288331 11601 BOLTHOUSE DRIVE, SUITE 120
BAKERSFIELD, CA 93311
BAKERSFIELD, CA 93311
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 11601 Bolthouse Drive
Suite 120
Bakersfield, CA 93311
Suite 120
Bakersfield, CA 93311
0
Disclosures
9
Years of Experience
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State Registrations
IA
California 7/31/2017
B
Nebraska 4/9/2024
B
California 11/23/2020
B
Nevada 11/23/2020
B
Idaho 10/29/2020
B
Oregon 11/23/2020
B
Kansas 9/15/2023
IA
Texas 7/28/2017
B
Massachusetts 1/7/2022
B
Texas 11/9/2021
SRO Registrations
B
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IA
Registered with this firm since 7/28/2017
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Registered with this firm since 10/27/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/28/2017 - 05/25/2018 | Bakersfield, CA | |
IA | 06/25/2015 - 07/31/2017 | BAKERSFIELD, CA | |
B | 05/21/2015 - 07/31/2017 | BAKERSFIELD, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.