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ROY A SCHOENFELD
CRD#: 6056017
IA
B
OSAIC WEALTH, INC.CRD#: 23131 125 HALF MILE ROAD
SUITE 102
RED BANK, NJ 07701
SUITE 102
RED BANK, NJ 07701
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8/6/2015
Financial
Final
7/6/2015
Financial
Final
State Registrations
B
New Jersey 1/24/2025
B
New York 1/24/2025
IA
New Jersey 1/24/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/24/2025
B
Registered with this firm since 1/24/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/13/2019 - 01/24/2025 | RED BANK, NJ | |
B | 06/13/2019 - 01/24/2025 | RED BANK, NJ | |
IA | 06/06/2013 - 05/17/2019 | NEW YORK, NY | |
B | 06/05/2013 - 05/17/2019 | NEW YORK, NY | |
IA | 07/10/2012 - 06/28/2013 | NEW YORK, NY | |
B | 06/09/2012 - 06/28/2013 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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