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ARTHUR EDWARD ACE
ARTHUR E ACE
CRD#: 6055535
IA
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CITIZENS SECURITIES, INC.CRD#: 39550 1415 LITITZ PIKE
MAILSTOP: 18B-0254
LANCASTER, PA 17601
MAILSTOP: 18B-0254
LANCASTER, PA 17601
0
Disclosures
7
Years of Experience
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State Registrations
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Pennsylvania 11/19/2024
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Pennsylvania 11/19/2024
SRO Registrations
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Registered with this firm since 11/19/2024
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Registered with this firm since 11/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/13/2022 - 10/07/2024 | LANCASTER, PA | |
B | 08/20/2022 - 10/07/2024 | LANCASTER, PA | |
B | 01/22/2014 - 04/07/2017 | LOUISVILLE, KY | |
B | 10/01/2012 - 12/18/2013 | LOUISVILLE, KY | |
B | 05/14/2012 - 10/01/2012 | LOUISVILLE, KY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.