Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
COLEMAN ANDREW WEBB
COLEMAN A WEBB, COLEMAN WEBB
CRD#: 6055276
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 11084 SW BARNES RD
PORTLAND, OR 97225
Registration History
201220142016201820202022202420262 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2014 - 2017 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2014 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IAKEY INVESTMENT SERVICES LLC (CRD# 136300)2016 - 2017 (1 year)
Disclosure(s)
View By:
8/26/2014
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 12/6/2023
B
Nevada 11/27/2023
B
Arkansas 12/22/2023
B
New Hampshire 7/8/2024
B
California 8/31/2022
B
New Jersey 11/27/2023
B
Colorado 11/28/2023
B
New Mexico 11/22/2023
B
Connecticut 11/22/2023
B
New York 11/26/2023
B
Delaware 10/31/2024
B
North Carolina 11/22/2023
B
District of Columbia 11/22/2023
B
Ohio 11/22/2023
B
Florida 9/14/2022
B
Oklahoma 11/27/2023
B
Georgia 11/22/2023
B
Oregon 8/31/2022
B
Hawaii 12/19/2023
IA
Oregon 8/31/2022
B
Idaho 11/22/2023
B
Pennsylvania 11/22/2023
B
Illinois 12/7/2023
B
Rhode Island 10/28/2022
B
Indiana 12/6/2023
B
South Carolina 11/29/2023
B
Kansas 11/22/2023
B
Tennessee 12/4/2023
B
Kentucky 11/28/2023
B
Texas 11/27/2023
B
Louisiana 12/26/2024
IA
Texas 11/27/2023
B
Massachusetts 11/22/2023
B
Utah 11/27/2023
B
Michigan 11/27/2023
B
Virginia 2/20/2025
B
Missouri 11/22/2023
B
Washington 8/31/2022
B
Montana 8/31/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
11084 SW BARNES RD, PORTLAND, OR 97225
Registered with this firm since 8/31/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
11084 SW BARNES RD, PORTLAND, OR 97225
Registered with this firm since 8/31/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/22/2017 - 09/26/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Happy Valley, OR
B
 11/06/2017 - 09/26/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) EUGENE, OR
IA
 03/08/2016 - 11/28/2017 KEY INVESTMENT SERVICES LLC (CRD#:136300) TROUTDALE, OR
B
 12/04/2014 - 11/28/2017 KEY INVESTMENT SERVICES LLC (CRD#:136300) TROUTDALE, OR
B
 10/01/2012 - 09/19/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) SALEM, OR
B
 05/16/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) KEIZER, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.