Individual Firm
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NICHOLAS DAVID MCCLEARY
Nick McCleary
CRD#: 6055201
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 132 N BRIDGE ST STE B
DEWITT, MI 48820
DEWITT, MI 48820
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 132 N BRIDGE ST STE B
DEWITT, MI 48820
DEWITT, MI 48820
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3/5/2013
Civil
Final
State Registrations
B
Arizona 12/22/2021
IA
Michigan 11/1/2021
B
California 4/8/2019
B
Minnesota 11/17/2021
B
Colorado 5/8/2019
B
New York 1/8/2019
B
Florida 11/26/2018
B
Ohio 11/17/2021
B
Georgia 11/30/2018
B
Texas 6/5/2020
B
Illinois 11/30/2018
IA
Texas 11/1/2021
B
Indiana 11/20/2018
B
Virginia 12/7/2018
B
Kentucky 11/17/2021
B
Wisconsin 11/25/2019
B
Michigan 11/20/2018
SRO Registrations
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 11/20/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2018 - 11/01/2021 | HOLT, MI | |
IA | 05/08/2018 - 11/12/2018 | Holt, MI | |
B | 05/08/2018 - 11/12/2018 | Holt, MI | |
IA | 01/31/2013 - 05/17/2018 | Lansing, MI | |
B | 01/28/2013 - 05/17/2018 | Lansing, MI | |
IA | 08/16/2012 - 02/14/2013 | LANSING, MI | |
B | 07/11/2012 - 02/14/2013 | LANSING, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.