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Detailed Report
Jonathan Gregory Schaeffer
JON SCHAEFFER, JONATHAN G SCHAEFFER, JONATHAN GREGORY SCHAEFFER, JONATHAN SCHAEFFER
CRD#: 6055090
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 100 Pacifica, Suite 400
Irvine, CA 92618
CETERA ADVISOR NETWORKS LLCCRD#: 13572 100 PACIFICA STE 400
IRVINE, CA 92618
Registration History
201220142016201820202022202420262 FIRMS2016 - 2017 (1 year)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2015 (2 years)
License(s)

State Registrations

B
California 5/19/2023
IA
California 6/28/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
100 Pacifica, Suite 400, Irvine, CA 92618
Registered with this firm since 6/28/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
100 PACIFICA STE 400, IRVINE, CA 92618
Registered with this firm since 1/7/2023
Previous Registration(s)
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IA
 06/17/2019 - 09/19/2019 THE AYCO COMPANY,L.P. (CRD#:106693) IRVINE, CA
B
 06/17/2019 - 09/19/2019 MERCER ALLIED COMPANY, L.P. (CRD#:37404) IRVINE, CA
IA
 06/13/2016 - 08/28/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MISSION VIEJO, CA
B
 06/13/2016 - 08/28/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MISSION VIEJO, CA
IA
 08/26/2013 - 10/22/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) TUSTIN, CA
B
 10/01/2012 - 10/22/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) TUSTIN, CA
B
 05/14/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) TUSTIN, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.