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Detailed Report
CHARLES Z MAHAFFEY
CHARLES ZACHARY MAHAFFEY, CHARLES MAHAFFEY, ZACH MAHAFFEY
CRD#: 6053552
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 823 BROAD STREET
AUGUSTA, GA 30901
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2018 (5 years)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Georgia 7/2/2018
B
South Carolina 9/25/2018
IA
Georgia 7/3/2018
IA
South Carolina 9/25/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
823 BROAD STREET, AUGUSTA, GA 30901
Registered with this firm since 7/3/2018
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
823 BROAD STREET, AUGUSTA, GA 30901
Registered with this firm since 7/2/2018
Previous Registration(s)
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IA
 11/12/2013 - 07/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
 03/05/2013 - 07/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.