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Detailed Report
TERRY L COE
T.J. COE, TERRY LEE COE JR
CRD#: 6053216
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 800 N MAGNOLIA AVE 14TH FL
[E2-RBO]
ORLANDO, FL 32803
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 12/19/2012
B
Missouri 12/19/2012
B
Arizona 12/19/2012
B
Nevada 12/19/2012
B
California 12/19/2012
B
New Jersey 12/19/2012
B
Colorado 12/19/2012
B
New York 12/19/2012
B
Connecticut 12/19/2012
B
North Carolina 12/20/2012
B
Delaware 12/19/2012
B
Ohio 12/20/2012
B
District of Columbia 12/19/2012
B
Oklahoma 12/19/2012
B
Florida 8/2/2012
B
Oregon 12/19/2012
IA
Florida 12/3/2012
B
Pennsylvania 12/19/2012
B
Georgia 11/30/2012
B
Puerto Rico 12/19/2012
B
Hawaii 12/19/2012
B
South Carolina 12/19/2012
B
Illinois 12/19/2012
B
South Dakota 12/19/2012
B
Indiana 12/19/2012
B
Tennessee 12/19/2012
B
Iowa 1/11/2017
B
Texas 12/19/2012
B
Kentucky 12/19/2012
IA
Texas 12/19/2012
B
Maine 6/5/2024
B
Vermont 12/19/2012
B
Maryland 12/19/2012
B
Virginia 12/19/2012
B
Massachusetts 12/19/2012
B
Washington 12/19/2012
B
Michigan 12/19/2012
B
West Virginia 12/19/2012
B
Minnesota 12/19/2012
B
Wisconsin 12/19/2012
B
Mississippi 9/5/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
800 N MAGNOLIA AVE 14TH FL [E2-RBO], ORLANDO, FL 32803
Registered with this firm since 12/3/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
800 N MAGNOLIA AVE 14TH FL [E2-RBO], ORLANDO, FL 32803
Registered with this firm since 8/2/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.