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Detailed Report
PAUL BRIAN FOSTER
CRD#: 6053138
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1800 OREGON PIKE
LANCASTER, PA 17601
Registration History
2014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - Present (10 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alabama 1/10/2025
B
Nevada 2/14/2024
B
Arizona 7/21/2022
B
New Jersey 6/30/2020
B
California 7/21/2022
B
New York 6/30/2020
B
Colorado 6/2/2021
B
North Carolina 7/21/2022
B
Connecticut 3/11/2025
B
Ohio 1/30/2022
B
Delaware 7/21/2022
B
Oregon 6/2/2021
B
Florida 2/27/2018
B
Pennsylvania 2/11/2015
B
Georgia 11/10/2020
IA
Pennsylvania 6/9/2020
B
Illinois 11/15/2024
B
South Carolina 9/3/2020
B
Indiana 3/25/2025
B
Tennessee 7/21/2022
B
Kentucky 7/21/2022
B
Texas 1/27/2021
B
Maryland 7/21/2022
IA
Texas 1/27/2021
B
Massachusetts 7/21/2022
B
Utah 10/20/2023
B
Michigan 7/21/2022
B
Virginia 7/21/2022
B
Minnesota 10/20/2023
B
Washington 11/14/2023
B
Mississippi 7/21/2022
B
West Virginia 6/12/2024
B
Missouri 7/21/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1800 OREGON PIKE, LANCASTER, PA 17601
17 W BROAD ST, TAMAQUA, PA 18252
Registered with this firm since 6/9/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1800 OREGON PIKE, LANCASTER, PA 17601
17 W BROAD ST, TAMAQUA, PA 18252
Registered with this firm since 2/11/2015
Previous Registration(s)
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B
 07/09/2014 - 11/20/2014 CCO INVESTMENT SERVICES CORP. (CRD#:39550) TEMPLE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.