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MICHAEL MORENO
CRD#: 6053065
IA
B
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 houston, TX
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
2700 Post Oak Boulevard 5th Floor, Suite 500
Houston, TX 77056-5830
2700 Post Oak Boulevard 5th Floor, Suite 500
Houston, TX 77056-5830
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Disclosures
12
Years of Experience
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State Registrations
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Alaska 6/24/2022
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Nevada 6/24/2022
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Arizona 6/24/2022
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New Hampshire 6/24/2022
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California 6/24/2022
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New Jersey 6/24/2022
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Colorado 6/24/2022
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New Mexico 6/24/2022
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Connecticut 6/24/2022
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New York 6/24/2022
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District of Columbia 6/24/2022
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North Dakota 6/24/2022
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Florida 6/24/2022
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Ohio 6/27/2022
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Georgia 6/24/2022
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Oklahoma 6/24/2022
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Illinois 6/24/2022
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Oregon 6/24/2022
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Indiana 6/24/2022
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Pennsylvania 6/24/2022
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Iowa 6/24/2022
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South Dakota 6/24/2022
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Kansas 6/24/2022
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Tennessee 6/24/2022
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Kentucky 6/24/2022
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Texas 5/12/2022
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Louisiana 6/24/2022
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Texas 8/23/2022
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Maryland 6/24/2022
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Utah 6/24/2022
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Massachusetts 6/24/2022
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Virginia 6/24/2022
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Mississippi 6/24/2022
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Washington 6/24/2022
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Missouri 6/24/2022
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Wisconsin 6/24/2022
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Montana 6/24/2022
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Wyoming 6/24/2022
SRO Registrations
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IA
Registered with this firm since 8/23/2022
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Registered with this firm since 6/24/2022
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Registered with this firm since 5/12/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2012 - 03/23/2022 | Houston, TX | |
B | 05/14/2012 - 10/01/2012 | AUSTIN, TX | |
IA | 08/23/2022 - 06/30/2010 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.