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Diana Jye CHIEN
DIANA JYE CHIEN, JYE CHIEN
CRD#: 6050862
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 3333 MICHELSON DR
SUITE 280
IRVINE, CA 92612
SUITE 280
IRVINE, CA 92612
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Arizona 11/14/2024
B
New York 11/14/2024
B
California 11/14/2024
B
North Carolina 1/2/2025
IA
California 11/14/2024
B
Oregon 11/14/2024
B
Colorado 11/14/2024
B
South Carolina 1/16/2025
B
Florida 11/15/2024
B
Tennessee 11/14/2024
B
Georgia 11/14/2024
B
Texas 11/14/2024
B
Idaho 12/23/2024
IA
Texas 11/14/2024
B
Michigan 11/14/2024
B
Virginia 1/16/2025
B
Nevada 11/14/2024
B
Washington 11/14/2024
SRO Registrations
B
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IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2017 - 11/14/2024 | IRVINE, CA | |
B | 10/31/2017 - 11/14/2024 | IRVINE, CA | |
IA | 09/04/2013 - 08/21/2017 | TORRANCE, CA | |
B | 07/12/2013 - 08/18/2017 | TORRANCE, CA | |
IA | 07/13/2012 - 03/04/2013 | LAGUNA NIGUEL, CA | |
B | 06/05/2012 - 03/04/2013 | LAGUNA NIGUEL, CA |
LAGUNA NIGUEL, CA
07/13/2012 - 03/04/2013
LAGUNA NIGUEL, CA
06/05/2012 - 03/04/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.