• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALAN J. SCOTT
ALAN J SCOTT
CRD#: 6050850
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 Los Angeles, CA
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
California 7/23/2012

B
Utah 1/8/2024

IA
California 7/25/2012

B
Virginia 9/21/2021

B
Nevada 11/3/2023

B
Washington 12/3/2018

B
North Carolina 8/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Los Angeles, CA
Registered with this firm since 7/25/2012

B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Los Angeles, CA
Registered with this firm since 7/6/2012

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.