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Detailed Report
BOWMAN JAMES NICHOLSON
BOWMAN J NICHOLSON
CRD#: 6050450
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 211 E. SIX FORKS ROAD
STE 118
RALEIGH, NC 27609
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 211 SIX FORKS ROAD
SUITE 118
RALEIGH, NC 27609
Registration History
201220142016201820202022202420262 FIRMS2012 - 2016 (4 years)2 FIRMS2016 - Present (8 years)
Disclosure(s)
View By:
9/12/2024
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 11/7/2018
B
New Jersey 9/28/2016
B
Arkansas 5/11/2022
B
New York 6/1/2018
B
California 11/29/2017
IA
North Carolina 5/5/2016
B
Connecticut 11/29/2017
B
North Carolina 5/6/2016
B
Florida 12/14/2016
B
South Carolina 5/9/2016
B
Georgia 11/1/2016
B
Texas 5/31/2018
B
Massachusetts 5/11/2018
B
Virginia 5/9/2016
B
Missouri 10/26/2016
B
West Virginia 5/11/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
211 E. SIX FORKS ROAD STE 118, RALEIGH, NC 27609
Registered with this firm since 5/5/2016
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
211 SIX FORKS ROAD SUITE 118, RALEIGH, NC 27609
607 ATLANTIC BEACH CAUSEWAY STE 201, UNIT C, ATLANTIC BEACH, NC 28512
Registered with this firm since 5/5/2016
Previous Registration(s)
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IA
 07/06/2012 - 05/03/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DURHAM, NC
B
 05/28/2012 - 05/03/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DURHAM, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.