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Detailed Report
Joseph S. Ori
Joseph Samuel Ori, Joseph Ori
CRD#: 6049063
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 700 Deerfield Rd
Deerfield, IL 60015
Registration History
201220142016201820202022202420262 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - 2024 (5 years)2 FIRMS2024 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Florida 9/17/2024
IA
Illinois 3/13/2024
B
Illinois 3/13/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
700 Deerfield Rd, Deerfield, IL 60015
310 Waukegan Ave, Highwood, IL 60040
Registered with this firm since 3/13/2024
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
700 Deerfield Rd, Deerfield, IL 60015
310 Waukegan Ave, Highwood, IL 60040
Registered with this firm since 3/13/2024
Previous Registration(s)
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IA
 09/12/2018 - 03/12/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
 09/11/2018 - 03/12/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
 08/14/2015 - 08/23/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OAK BROOK, IL
B
 05/22/2015 - 08/23/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OAK BROOK, IL
B
 10/01/2012 - 04/29/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) PARK RIDGE,, IL
B
 05/15/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SHREVEPORT, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.