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Robert Emerson
ROBERT JOHN EMERSON, ROBERT EMERSON
CRD#: 6048141
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2696 S. COLORADO BLVD.
DENVER, CO 80222
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - 2017 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2016 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 8/15/2023

B
Mississippi 11/4/2024

B
Arizona 5/23/2022

B
Missouri 2/3/2021

B
California 8/5/2020

B
Nevada 2/27/2024

B
Colorado 9/25/2019

B
New York 7/26/2023

IA
Colorado 9/25/2019

B
Ohio 3/3/2023

B
Delaware 3/9/2023

B
Puerto Rico 2/27/2024

B
Florida 2/26/2021

B
Texas 9/25/2019

B
Illinois 5/25/2022

IA
Texas 9/25/2019

B
Maryland 7/12/2022

B
Virginia 11/17/2024

B
Michigan 12/11/2020

B
Washington 8/18/2022

B
Minnesota 8/24/2022

B
Wisconsin 11/22/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2696 S. COLORADO BLVD., DENVER, CO 80222
Registered with this firm since 9/25/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2696 S. COLORADO BLVD., DENVER, CO 80222
Registered with this firm since 9/25/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/18/2017 - 09/05/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CASTLE ROCK, CO
B
12/18/2017 - 09/05/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CASTLE ROCK, CO
IA
10/14/2016 - 01/02/2018 STRATEGIC ADVISERS, INC. (CRD#:104555) GREENWOOD VILLAGE, CO
B
03/01/2016 - 12/13/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GREENWOOD VILLAGE, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.