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Detailed Report
MICHAEL WAYNE BYRNE
CRD#: 6047772
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 20 EXECUTIVE PARK
SUITE 190
IRVINE, CA 92614
Registration History
201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2016 - 2019 (3 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Arizona 4/21/2022
B
Nevada 4/21/2022
IA
California 1/21/2021
B
Utah 4/21/2022
B
California 1/25/2021
B
Washington 2/10/2022
B
Idaho 8/8/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
20 EXECUTIVE PARK SUITE 190, IRVINE, CA 92614
Registered with this firm since 1/21/2021
B
EQUITY SERVICES, INC. (CRD#:265)
20 EXECUTIVE PARK SUITE 190, IRVINE, CA 92614
Registered with this firm since 1/25/2021
Previous Registration(s)
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IA
 01/27/2016 - 08/14/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) NEWPORT BEACH, CA
B
 01/20/2016 - 08/14/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) NEWPORT BEACH, CA
IA
 11/05/2012 - 11/13/2015 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SAN DIEGO, CA
B
 07/25/2012 - 11/13/2015 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.