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SEAN THOMAS ROBERTS
CRD#: 6047091
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 15600 SOUTHWEST FREEWAY
SUGAR LAND, TX 77478
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 15600 SOUTHWEST FREEWAY
SUGAR LAND, TX 77478
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Arkansas 6/30/2022

B
Louisiana 5/8/2019

B
California 5/8/2019

B
Maine 9/9/2022

B
Colorado 7/19/2024

B
Nevada 7/21/2023

B
Florida 9/9/2022

B
Oklahoma 11/7/2023

B
Georgia 4/3/2024

B
Texas 5/8/2019

B
Iowa 1/6/2023

IA
Texas 5/13/2019

B
Kansas 3/19/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
15600 SOUTHWEST FREEWAY, SUGAR LAND, TX 77478
Registered with this firm since 5/13/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
15600 SOUTHWEST FREEWAY, SUGAR LAND, TX 77478
FULSHEAR, TX
Registered with this firm since 5/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/25/2019 - 04/25/2019 AE WEALTH MANAGEMENT, LLC (CRD#:282580) SUGAR LAND, TX
IA
02/14/2018 - 01/24/2019 LPL FINANCIAL LLC (CRD#:6413) CROSSETT, AR
B
02/14/2018 - 01/24/2019 LPL FINANCIAL LLC (CRD#:6413) CROSSETT, AR
IA
09/11/2015 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) CROSSETT, AR
B
09/11/2015 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) CROSSETT, AR
IA
04/04/2013 - 09/15/2015 EDWARD JONES (CRD#:250) CROSSETT, AR
B
04/04/2013 - 09/15/2015 EDWARD JONES (CRD#:250) CROSSETT, AR
IA
09/24/2012 - 01/04/2013 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) HOUSTON, TX
B
08/03/2012 - 01/04/2013 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
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