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Detailed Report
Registration History
201220142016201820202022202420262 FIRMS2012 - 2019 (6 years)2 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
12/22/2018
Financial
Final
9/11/2018
Financial
Final
6/15/2018
Financial
Final
3/15/2018
Financial
Final
License(s)

State Registrations

B
Arizona 5/16/2019
B
Montana 11/21/2023
B
Arkansas 5/16/2019
B
Nevada 5/16/2019
B
California 5/16/2019
B
North Carolina 10/11/2022
B
Colorado 5/16/2019
B
Ohio 5/16/2019
B
Florida 5/16/2019
B
Oklahoma 5/16/2019
B
Illinois 5/16/2019
B
Texas 5/16/2019
B
Indiana 8/30/2023
IA
Texas 5/17/2019
B
Michigan 5/16/2019
B
Virginia 7/18/2022
B
Minnesota 5/16/2019
B
Wisconsin 5/16/2019
B
Missouri 5/16/2019
IA
Wisconsin 5/17/2019
IA
Missouri 5/20/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
68 North Main Street, Fond Du Lac, WI 54935
101 WISCONSIN AMERICAN DR Suite 100, FOND DU LAC, WI 54937-6701
Registered with this firm since 5/17/2019
B
EDWARD JONES (CRD#:250)
68 North Main Street, Fond Du Lac, WI 54935
101 WISCONSIN AMERICAN DR Suite 100, FOND DU LAC, WI 54937-6701
Registered with this firm since 5/16/2019
Previous Registration(s)
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IA
 06/05/2012 - 04/24/2019 EDWARD JONES (CRD#:250) FRASER, CO
B
 05/16/2012 - 04/24/2019 EDWARD JONES (CRD#:250) FRASER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.