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BRETT ALLEN PIERSON
CRD#: 6045792
IA
B
OBERWEIS ASSET MANAGEMENT INCCRD#: 105471 3333 WARRENVILLE ROAD
SUITE 500
LISLE, IL 60532
SUITE 500
LISLE, IL 60532
OBERWEIS SECURITIES, INC.CRD#: 42060 3333 WARRENVILLE ROAD
SUITE 500
LISLE, IL 60532
SUITE 500
LISLE, IL 60532
0
Disclosures
12
Years of Experience
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State Registrations
B
Illinois 4/29/2021
IA
Illinois 5/3/2021
SRO Registrations
B
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IA
Registered with this firm since 5/3/2021
B
Registered with this firm since 4/29/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/19/2013 - 04/20/2021 | CHICAGO, IL | |
B | 11/19/2013 - 04/20/2021 | CHICAGO, IL | |
IA | 08/13/2012 - 10/29/2013 | NORTHBROOK, IL | |
B | 05/17/2012 - 10/29/2013 | NORTHBROOK, IL |
NORTHBROOK, IL
08/13/2012 - 10/29/2013
NORTHBROOK, IL
05/17/2012 - 10/29/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.