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Eric Nompleggi
ERIC S NOMPLEGGI, Eric Samuel Nompleggi
CRD#: 6045569
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1 Daytona Blvd Ste 270 FL 2nd
Daytona Beach, FL 32114
Registration History
201220142016201820202022202420262 FIRMS2012 - 2024 (12 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
6/20/2024
Employment Separation After Allegations
License(s)

State Registrations

B
California 6/20/2024

B
North Carolina 6/20/2024

B
Colorado 6/20/2024

B
Oregon 6/20/2024

B
Florida 6/20/2024

B
Pennsylvania 6/20/2024

IA
Florida 6/21/2024

B
South Carolina 6/20/2024

B
Georgia 6/20/2024

B
Tennessee 6/20/2024

B
Idaho 12/16/2024

B
Vermont 6/20/2024

B
Indiana 6/20/2024

B
Virginia 6/20/2024

B
New York 6/20/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
Deland, FL
Registered with this firm since 6/20/2024

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
Deland, FL
Registered with this firm since 6/20/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/05/2012 - 06/21/2024 EDWARD JONES (CRD#:250) DELAND, FL
B
05/16/2012 - 06/21/2024 EDWARD JONES (CRD#:250) DELAND, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.