Individual Firm
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ANDRE RYAN SOLIS
CRD#: 6043937
IA
B
CAPITAL ANALYSTSCRD#: 162200 4514 East Camp Lowell Drive
Tucson, AZ 85712
Tucson, AZ 85712
LINCOLN INVESTMENTCRD#: 519 2850 N Swan Rd
Suite 120
Tucson, AZ 85712
Suite 120
Tucson, AZ 85712
0
Disclosures
12
Years of Experience
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State Registrations
B
Arizona 1/3/2017
B
North Carolina 1/3/2017
IA
Arizona 3/10/2020
B
Oklahoma 1/4/2021
B
California 1/3/2017
B
Texas 9/6/2019
B
Florida 8/12/2020
B
Vermont 1/4/2021
B
Georgia 8/12/2020
B
Virginia 1/4/2019
B
Nevada 1/4/2019
B
Washington 1/4/2021
B
New York 1/3/2017
SRO Registrations
B
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IA
Registered with this firm since 3/10/2020
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Registered with this firm since 1/3/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/05/2019 - 12/31/2022 | FORT WASHINGTON, PA | |
IA | 02/01/2013 - 10/04/2019 | Tucson, AZ | |
B | 12/14/2012 - 01/03/2017 | PALM BEACH GARDENS, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.