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Detailed Report
DARLA M SERRANO
DARLA MYRIAH DRAPER, DARLA MYRIAH DUYAN, DARLA MYRIAH SERRANO
CRD#: 6043863
IA
Investment Adviser
B
Broker
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 Nampa, ID
LPL FINANCIAL LLCCRD#: 6413 NAMPA, ID
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)IAPROVENCE WEALTH MANAGEMENT GROUP (CRD# 279037)2024 - 2025 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Arizona 5/21/2024
B
Maine 5/21/2024
B
California 5/21/2024
B
Nevada 5/21/2024
IA
California 12/16/2024
B
Tennessee 5/21/2024
B
Florida 5/21/2024
B
Texas 5/21/2024
B
Idaho 5/21/2024
IA
Texas 12/16/2024
IA
Idaho 12/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#:168267)
Nampa, ID
Registered with this firm since 12/16/2024
B
LPL FINANCIAL LLC (CRD#:6413)
NAMPA, ID
Registered with this firm since 5/21/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/04/2024 - 03/28/2025 PROVENCE WEALTH MANAGEMENT GROUP (CRD#:279037) NAMPA, ID
IA
 10/24/2013 - 05/31/2024 PARK AVENUE SECURITIES LLC (CRD#:46173) NAMPA, ID
B
 08/13/2013 - 05/31/2024 PARK AVENUE SECURITIES LLC (CRD#:46173) Irvine, CA
IA
 05/21/2024 - 05/21/2024 LPL FINANCIAL LLC (CRD#:6413) Nampa, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.