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Christopher Anthony Faulk
Chris Faulk
CRD#: 6043130
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Investment Adviser
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Previous Broker
ALPHASTAR CAPITAL MANAGEMENTCRD#: 157423 Canoga Park, CA
Registration History
201320142015201620172018201920202021202220232024202520264 FIRMS2024 - 2024 (<1 year)IAALPHASTAR CAPITAL MANAGEMENT (CRD# 157423)2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2020 - 2024 (3 years)BFSC SECURITIES CORPORATION (CRD# 7461)2013 - 2014 (<1 year)IAZEPHYR INVESTMENT MANAGEMENT (CRD# 166303)2014 - 2014 (<1 year)
License(s)

State Registrations

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California 11/18/2024

Current Registration(s)
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ALPHASTAR CAPITAL MANAGEMENT (CRD#:157423)
Canoga Park, CA
Registered with this firm since 11/18/2024

Previous Registration(s)
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06/14/2024 - 10/24/2024 OSAIC WEALTH, INC. (CRD#:23131) CANOGA PARK, CA
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06/14/2024 - 10/24/2024 OSAIC WEALTH, INC. (CRD#:23131) CANOGA PARK, CA
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04/18/2024 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CANOGA PARK, CA
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02/29/2024 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) CANOGA PARK, CA
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05/23/2020 - 01/09/2024 NYLIFE SECURITIES LLC (CRD#:5167) WESTLAKE VILLAGE, CA
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08/13/2013 - 05/15/2014 FSC SECURITIES CORPORATION (CRD#:7461) WESTLAKE VILLAGE, CA
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02/05/2014 - 05/13/2014 ZEPHYR INVESTMENT MANAGEMENT (CRD#:166303) WESTLAKE VILLAGE, CA
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Broker
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Investment Adviser
Disclosures
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