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JOEL AARON NEWBURN
CRD#: 6042606
IA
B
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 998 SHADY GROVE ROAD
STE E
HOT SPRINGS, AR 71901
STE E
HOT SPRINGS, AR 71901
LPL FINANCIAL LLCCRD#: 6413 998 SHADY GROVE, UNIT E
HOT SPRINGS, AR 71901
HOT SPRINGS, AR 71901
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Alabama 1/9/2019
B
Kansas 10/27/2021
B
Alaska 4/18/2023
B
Louisiana 8/13/2017
B
Arkansas 8/2/2016
IA
Louisiana 1/6/2023
IA
Arkansas 10/3/2022
B
Michigan 3/9/2022
B
California 8/18/2016
B
Oklahoma 5/24/2018
B
Colorado 1/16/2019
B
Pennsylvania 4/19/2021
B
Florida 6/27/2017
B
Texas 8/18/2016
B
Georgia 1/9/2020
IA
Texas 10/3/2022
B
Illinois 5/3/2019
B
Virginia 10/17/2023
B
Indiana 2/16/2024
SRO Registrations
B
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IA
Registered with this firm since 10/3/2022
B
Registered with this firm since 8/2/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/26/2016 - 01/09/2023 | BRYANT, AR | |
IA | 11/08/2016 - 12/14/2022 | BRYANT, AR | |
B | 04/27/2012 - 08/08/2016 | HOT SPRINGS, AR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.