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RICHARD STUART SEBASTIAN
RICHARD STUART SEBASTIAN MR., RICHARD SEBASTIAN
CRD#: 6041899
IA
B
APOLLON WEALTH MANAGEMENT, LLCCRD#: 291902 1101 Wootton Parkway
Suite 980
Rockville, MD 20852
Suite 980
Rockville, MD 20852
0
Disclosures
12
Years of Experience
View By:
State Registrations
IA
Maryland 10/7/2024
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Registered with this firm since 10/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/13/2017 - 12/31/2024 | TOMS RIVER, NJ | |
B | 11/13/2017 - 12/03/2018 | Rockville, MD | |
IA | 11/01/2016 - 11/14/2017 | Gaithersburg, MD | |
B | 11/01/2016 - 11/14/2017 | Gaithersburg, MD | |
B | 10/03/2014 - 11/03/2016 | Tysons Corner, VA | |
IA | 10/13/2014 - 11/01/2016 | WEST TYSONS CORNER, VA | |
IA | 08/24/2012 - 10/03/2014 | TYSONS CORNER, VA | |
B | 06/12/2012 - 10/03/2014 | TYSONS CORNER, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.