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Detailed Report
Andrew S Castro
ANDREW S CASTRO, ANDREW SEBASTIAN CASTRO
CRD#: 6041481
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1100 ALMA STREET SUITE 201
MENLO PARK, CA 94025
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 1/28/2020
B
New York 2/17/2017
B
California 10/20/2014
B
Oregon 1/28/2015
IA
California 12/12/2014
B
South Dakota 11/21/2024
B
Colorado 12/15/2014
B
Texas 12/15/2014
B
Florida 9/22/2016
IA
Texas 12/6/2018
B
Massachusetts 3/22/2023
B
Washington 12/15/2014
B
Nevada 12/22/2014
B
West Virginia 1/3/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1100 ALMA STREET SUITE 201, MENLO PARK, CA 94025
Registered with this firm since 12/12/2014
B
EDWARD JONES (CRD#:250)
1100 ALMA STREET SUITE 201, MENLO PARK, CA 94025
Registered with this firm since 9/24/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.